Alpha Core - Policy

Disclosures

Alpha Core provides brokerage services as a broker-dealer registered with the Securities and Exchange Commission (SEC). Alpha Core is also a member of the Financial Industry Regulatory Authority (), the Securities Investor Protection Corporation (SIPC), the New York Stock Exchange (NYSE)), NASDAQ, and the Cboe EDGX Exchange, Inc. (CBOE EDGX).

Learn more with FINRA’s . For any urgent issues or inquiries, please email info@alphacores.org or call [Premuim Only].

Omnibus

Futures

Events

Brazil

Mexico

Alpha Core Advisors

Premium

Alpha Core Tech US - Terms of Service

Alpha Core Tech US - Privacy Policy

Alpha Core Tech US - AI Tools Risk Disclosure

Alpha Core Financial Customer Relationship Summary (Omni)(MX)

Alpha Core Financial Customer Agreement (Futures)

Alpha Core Financial Customer Agreement (Omnibus)

Alpha Core Advisors Privacy Notice

Fractional Shares Addendum (Omnibus)

Alpha Core Advisors Managed IRA Agreement

FINRA - Customer Identification Notice (Omnibus)

Private Markets Purchase Risk Disclosure

Electronic Delivery of Trade and E-Signature (Omnibus)(MX)

Option Paper Trading Disclaimer (Omnibus)

Alpha Core Advisors Wrap Fee Program Brochure

Stop & Advanced Orders Disclosure (Omnibus)(MX)

Alpha Core Financial Annual Disclosure Statement (Omnibus)

Alpha Core Financial Dividend Reinvestment Program Terms and Conditions

Professional Customer Disclosure (Omnibus)

Alpha Core Financial Customer Agreement (Omnibus)(MX)

Customer Agreement

Futures Arbitration Agreement

Alpha Core Financial Dividend Reinvestment Program Terms and Conditions (Omnibus)(MX)

Statement of Financial Condition (Omni) (MX)

OTC Trading Disclosure

Alpha Core Privacy Notice (Omnibus)

Alpha Core Financial Options Agreement (Omnibus)

Alpha Core Financial Customer Agreement - Margin(Omnibus)

Fractional Shares Addendum (Omnibus)(MX)

Alpha Core Financial Bond Trading Risk Disclosure

PRC Participants- Limited Purpose Account Disclosure

Alpha Core Business Continuity Plan Statement (Omnibus)(MX)

Limited Purpose Account Agreement

Fractional Trading Risk Disclosure

Futures Intraday Margin Disclosure

Day Trading Risk Disclosure (Omnibus)

Futures Account Transition Disclosure and Customer Acknowledgment

Alpha Core SEC Rule 606 and 607 Disclosure (Omnibus)(MX)

Special Statement for Uncovered Option Writers (Omnibus)

Disclosure Regarding Alpha Core Financial’s Procedures for Allocating Option Assignment Notices from OCC (Omnibus)

Low-Priced Securities Alert (Omnibus)(MX)

Debit Card Recurring Deposit Agreement

Investor Education and Protection (Omnibus)

Alpha Core Financial Annual Disclosure Statement (Omnibus)(MX)

Alpha Core SIPC Information (Omnibus)(MX)

Electronic Delivery of Trade and E-Signature (Omnibus)

Alpha Core Financial Conditional Order Disclosure

OTC Market Data Subscriber Agreement

Extended Hours Trading Disclosure (Omnibus)

Alpha Core Financial SIPC and Excess SIPC Information

Alpha Core Advisors Customer Relationship Summary

Alpha Core Financial Traditional IRA Application Package

Risks Associated with Investments in IPOs (Omnibus)

Alpha Core Financial Customer Relationship Summary

Customer Identification Program Notice (Omni)(MX)

Alpha Core Financial Cash Management Program Terms

Alpha Core Financial Futures Additional Risk Disclosure

Investor Education and Protection (Omnibus)(MX)

Customer Relationship Summary /Resumo do Relacionamento com o Cliente - CRS - Alpha Core Financial

Statement of Financial Condition / Demonstração de Condição Financeira_Alpha Core Financial

Statement of Financial Condition

Stop & Advanced Orders Disclosure (Omnibus)

Option Spread Risk Disclosure (Omnibus)

Alpha Core Supplemental Disclosure Fully Paid Lending

Option Expiration, Exercise, Assignment, and the Potential Risks (Omnibus)

Low-Priced Securities Alert (Omnibus)

Heightened Risk Disclosure

Alpha Core Financial Fractional Bond Trading Risk Disclosure

Alpha Core Advisors Account Agreement

Extended Hours Trading Disclosure (Omnibus)(MX)

Firm Specific Disclosure Document – CFTC Rule 1.55(k)

Alpha Core Advisors ADV Part 2A (Client Brochure)

Alpha Core Financial Margin Disclosure (Omnibus)

Investment and Trading Disclosures Booklet - Futures & Options on Futures

Alpha Core Financial Complex Products Disclosure (Omni)

Day Trading Risk Disclosure (Omnibus)(MX)

Alpha Core Financial Disclosure for Exit Strategy Feature

CRS Conversation Starters Responses

Order Handling and SEC Rule 606 and 607 Disclosures

Alpha Core Financial Roth IRA Application Package

Business Continuity Plan / Plano de Continuidade de Negócios_Alpha Core Financial

Option Dividend Risk (Omnibus)

Risk Disclosure - Mutual Funds

Transfer On Death Beneficiary Form

Alpha Core Business Continuity Plan Statement (Omnibus)

Option Trading in Individual Retirement Accounts Disclosure (Omnibus)

Sports Event Contracts Risk Disclaimer

Apex Securities Lending Agreement and Trust Agreement

Plaid End User Privacy Policy

Characteristics and Risks of Standardized Options (Omnibus)

Social Media Disclosure

Direct Deposit Disclosure